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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| VA | RA | APPROVED | 2007-09-07 |
Branch Locations
One James Center 901 E. Cary Street, Richmond, VA 23219 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A. G. Edwards & Sons, Inc. | Richmond | VA | 12/1990 | Present |
| Davenport & Company Llc | Richmond | VA | 09/2007 | Present |
1. Town of Ashland OPEB Finance Board; no-not business investment related; 1600 Thompson St., Ashland, VA; position: Member/Finance Board; duties: review performance of pooled trust; started with entity: 5-1-14; 1-5 hrs. per month during non-business hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-08 |
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