Peter Geoffrey Snelling

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-12-10
TX	RA	APPROVED_RES	2013-05-10
PA	RA	APPROVED	2010-06-22
CT	RA	APPROVED	2008-08-27

MD RA
APPROVED

Since 2020-12-10
TX RA
APPROVED_RES

Since 2013-05-10
PA RA
APPROVED

Since 2010-06-22
CT RA
APPROVED

Since 2008-08-27

Branch Locations

West Chester, PA • United States

224 Valley Creek Blvd, Exton, PA 19341 • United States

Ocean Pines, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Exton	PA	03/2008	Present
Bank Of America, N.A.	Exton	PA	07/2011	Present

03/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Exton, PA
07/2011 → Present

Bank Of America, N.A.

Exton, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-13
S63	Uniform Securities Agent State Law Examination	1983-10-26

S65 Uniform Investment Adviser Law Examination

2006-02-13
S63 Uniform Securities Agent State Law Examination

1983-10-26

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Reviews