John David Powell

Current Employers

Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-02

FL RA
APPROVED

Since 2025-01-02

Branch Locations

Northport, FL • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Neal & Neal	Sarasota	FL	01/1997	Present
Calton & Associates, Inc.	Sarasota	FL	02/2012	Present

01/1997 → Present

Neal & Neal

Sarasota, FL
02/2012 → Present

Calton & Associates, Inc.

Sarasota, FL

Previous Registrations

2011-06-17 → 2012-02-10

Sb Advisory, Llc

University Park, FL

Atlanta, GA

Bradenton, FL
2010-01-05 → 2011-01-14

Woodbury Financial Services, Inc.

University Park, FL

Winter Park, FL

Sarasota, FL
2009-03-02 → 2009-12-23

Next Financial Group, Inc.

Venice, FL

Other Businesses

No. 1) Name of Business: Grand York Rite of Florida. Investment related. Address: 1907 Cardamon Dr., Trinity, Florida 34655. Nature of Business: Pro Bono advice. Position/Title/Relationship: Advice G.M. Start Date: 2006. Hours per month: 5-10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Strictly pro bono advice to the Grand Masters. These accounts are held by other broker dealers. No. 2) Name of Business: Florida Budget Realty. Non-Investment related. Address: 2831 Ringling Blvd. #122F, Sarasota, FL 34237. Nature of Business: Real Estate. Position/Title/Relationship: Inactive Agent. Start Date: 2000. Hours per month: 0. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Keep real estate license current. No. 3) Name of Business: Rental Property. Non-Investment related. Address: 40 Skyline Dr., Holden, ME 04419. Nature of Business: Personal rental property. Position/Title/Relationship: Owner. Start Date: 1993. Hours per month: 2. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Handle rent. No. 4) Name of Business: FINRA. Non-Investment related. Address: 1735 K St. NW, Washington, DC 20006. Nature of Business: Arbitration for Finra. Position/Title/Relationship: Arbitrator. Start Date: 2018. Hours per month: 10. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Set in judgment for and decide Arbitration cases.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-19
S63	Uniform Securities Agent State Law Examination	1997-01-27

S66 Uniform Combined State Law Examination

2009-02-19
S63 Uniform Securities Agent State Law Examination

1997-01-27

View on SEC IAPD