Guy Robert Presutti

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-11-15
TX	RA	APPROVED_RES	2017-01-26
MA	RA	APPROVED	2016-01-26
NJ	RA	APPROVED	2006-01-13

SC RA
APPROVED

Since 2024-11-15
TX RA
APPROVED_RES

Since 2017-01-26
MA RA
APPROVED

Since 2016-01-26
NJ RA
APPROVED

Since 2006-01-13

Branch Locations

255 State Street 5Th Floor, Boston, MA 02109 • United States

Quincy, MA • United States

Kiawah, SC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc.	Boston	MA	05/2005	Present

05/2005 → Present

Oppenheimer & Co. Inc.

Boston, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-02-14
S63	Uniform Securities Agent State Law Examination	1983-11-03

S65 Uniform Investment Adviser Law Examination

2006-02-14
S63 Uniform Securities Agent State Law Examination

1983-11-03

View on SEC IAPD

Current Employers

Oppenheimer & Co. Inc.

Disclosures

Employment History

Exams

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