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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-12-11
TX RA APPROVED_RES 2007-07-16
  • PA RA
    APPROVED
    Since 2012-12-11
  • TX RA
    APPROVED_RES
    Since 2007-07-16

Branch Locations

1 Mellon Bank Center 500 Grant Street, 46Th Floor, Pittsburgh, PA 15219 • United States

Wexford, PA • United States

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Pittsburgh PA 03/1984 Present
Other Businesses

R&D LAND CO. / 2508 SHADOWBROOK DR. WEXFORD,PA 15090 / PARTNERSHIP/ REAL ESTATE / RENTAL / PARTNER /. RENTAL PROPERTY OWNER / START DATE 08/01/1997.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-12-21

View on SEC IAPD

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