James Arthur Rodriguez Colom

Current Employers

X-Square Capital

Centro Internacional De Mercadeo Ii 90 Carr 165, Suite 803, Guaynabo, PR 00968 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2016-04-27

PR RA
APPROVED

Since 2016-04-27

Branch Locations

Centro Internacional De Mercadeo Ii 90 Carr 165, Suite 803, Guaynabo, PR 00968 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
X-Square Capital	Gauynabo	PR	02/2016	Present
Alps Distributors, Inc	Denver	CO	10/2019	Present

02/2016 → Present

X-Square Capital

Gauynabo, PR
10/2019 → Present

Alps Distributors, Inc

Denver, CO

Other Businesses

X-Square Capital; Investment-Related; Centro Internacional de Mercadeo II 90 Carr 165 Suite 803 Guaynabo, PR 00968; Investment Management; Senior Vice President; 10/2019; 160 hours/month, 130 hours/month during trading; Marketing of Investment Management Services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-04-27
S63	Uniform Securities Agent State Law Examination	1999-06-17

S65 Uniform Investment Adviser Law Examination

2016-04-27
S63 Uniform Securities Agent State Law Examination

1999-06-17

Other Names

James Arthur Rodriguezcolom

View on SEC IAPD