Keith Allen Vanderveen

Current Employers

&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-10-30

FL RA
APPROVED

Since 2023-10-30

Branch Locations

Wellington, FL • United States

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

40 Burton Hills Blvd. Suite 350, Nashville, TN 37215 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Saint Louis	MO	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Saint Louis	MO	11/2016	12/2021
Unemployed	Wellington	FL	01/2022	05/2023
Ampersand Partners, Llc	Wellington	FL	06/2023	08/2023
&Partners, Llc	Wellington	FL	09/2023	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Saint Louis, MO
11/2016 → 12/2021

Wells Fargo Clearing Services, Llc

Saint Louis, MO
01/2022 → 05/2023

Unemployed

Wellington, FL
06/2023 → 08/2023

Ampersand Partners, Llc

Wellington, FL
09/2023 → Present

&Partners, Llc

Wellington, FL

Previous Registrations

2003-07-01 → 2022-01-10

Wells Fargo Clearing Services, Llc

Schaumburg, IL

Naperville, IL

Naperville, IL

St. Louis, MO

St. Louis, MO

Naperville, IL

Naperville, IL

Palm Beach Gardens, FL
2001-05-24 → 2003-07-01

Prudential Equity Group, Llc

Oak Brook Terrace, IL

Other Businesses

BULL RUN, SPORTS/RECREATION, HUNTER JUMER HORSE FARM, MAY 1999, WEEK-ENDS,0 HOURS DURING SECURITIES TRADING HOURS, THE FARM IS RUN BY A TRAINER AND GROOMS & PAY BILLS ON THE WEEK-ENDS. CO-

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-27
S63	Uniform Securities Agent State Law Examination	1983-10-20

S65 Uniform Investment Adviser Law Examination

1998-08-27
S63 Uniform Securities Agent State Law Examination

1983-10-20

View on SEC IAPD