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Lake Worth, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2001-12-18 |
| MO | RA | APPROVED | 1992-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Investment Services, Inc | St. Louis | MO | 10/1998 | Present |
| Naples Asset Management | Naples | FL | 05/2016 | Present |
President Equity Management, Inc., a registered investment adviser and Equity Investment Services, Inc. a FINRA member Broker Dealer. Both Investment related. 3916 Rivendale Court, Florissant, MO 63034. 10 Hours a week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-05 |
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