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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-29 |
| TX | RA | APPROVED_RES | 2023-04-06 |
| MA | RA | APPROVED | 2022-12-13 |
Branch Locations
Cudjoe Key, FL • United States
Plymouth, MA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co Inc | Boston | MA | 12/2006 | 06/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co Inc | Boston | MA | 12/2006 | 06/2023 |
BETA INDUSTRIES INC. / 17 Whitney Lane, Plymouth MA 02360, United States / 01/1989 / Owner, DBA / INV REL / 160 RH/MO, 160 HR/MO Trading LIFE / MED HEALTH INSURANCE SALES, 17 Whitney Lane, Plymouth MA 02360, United States / 01/1983 / Agent, 1099 Contractor / INV REL / 10 HR/MO, 10 HR/MO Trading CIRA / 1776 Pleasant Plain Rd, Fairfield IA 52556 / 11/2022 / IAR AFFILIATION / INV REL / 160 HR/MO 120 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-03 |
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