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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2014 | 01/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 10/2014 | 01/2023 |
| Glk Wealth Management | Melville | NY | 11/2015 | 01/2018 |
| Rjt Wealth Strategies | East Islip | NY | 01/2018 | Present |
| Lpl Financial Llc | Bonita Springs | FL | 02/2023 | Present |
1) 09/01/2023 - RJT WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 2/1/23
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-14 |
| S65 | Uniform Investment Adviser Law Examination | 2006-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-30 |
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