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Robert Joseph Tornincaso

LPl Financial LLC

Bonita Springs, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-02
  • FL RA
    APPROVED
    Since 2023-02-02

Branch Locations

Bonita Springs, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2014 01/2023
Cetera Investment Advisers Llc Schaumburg IL 10/2014 01/2023
Glk Wealth Management Melville NY 11/2015 01/2018
Rjt Wealth Strategies East Islip NY 01/2018 Present
Lpl Financial Llc Bonita Springs FL 02/2023 Present
  • 10/2014 → 01/2023
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 10/2014 → 01/2023
    Schaumburg, IL
  • 11/2015 → 01/2018
    Glk Wealth Management
    Melville, NY
  • 01/2018 → Present
    Rjt Wealth Strategies
    East Islip, NY
  • 02/2023 → Present
    Bonita Springs, FL
Previous Registrations
  • 2020-01-06 → 2023-02-02
    East Islip, NY
    Bonita Springs, FL
    Bonita Springs, FL
  • 2006-07-11 → 2007-02-05
    Wamu Investments, Inc.
    Hicksville, NY
    Plainview, NY
    Syosset, NY
Other Businesses

1) 09/01/2023 - RJT WEALTH STRATEGIES - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 2/1/23

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-14
S65 Uniform Investment Adviser Law Examination 2006-07-10
S63 Uniform Securities Agent State Law Examination 2001-03-30
  • S66 Uniform Combined State Law Examination
    2019-11-14
  • S65 Uniform Investment Adviser Law Examination
    2006-07-10
  • S63 Uniform Securities Agent State Law Examination
    2001-03-30

View on SEC IAPD

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