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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2019-01-17
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2019-01-17

Branch Locations

1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States

Farmingdale, NY • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Hauppauge NY 02/2004 03/2017
Mml Investors Services, Llc Hauppauge NY 03/2017 Present
Massmutual Life Insurance Co Hauppauge NY 07/2016 Present
  • 02/2004 → 03/2017
    Metlife Securities Inc.
    Hauppauge, NY
  • 03/2017 → Present
    Hauppauge, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Hauppauge, NY
Other Businesses

(1) NAME: JOSEPH M. MINIERI INV REL: N ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER - FARMINGDALE CHAMBER OF COMMERCE POSITION: MEMBER START: 1/1/2010 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0. (2) NAME: SSNA INV REL: Y ADDR: 532 BROADHOLLOW RD, MELLVILLE, NY 11747 NATURE: HEALTH, GROUP HEALTH POSITION: AGENT START: 1/4/2016 NO HRS/MO: 30 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-03-22
  • S63 Uniform Securities Agent State Law Examination
    1985-03-22

View on SEC IAPD

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