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Marc Wayne Levy

Commonwealth Financial Network

Charleston, SC

Mount Pleasant, SC

Charleston, SC

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-10-22
  • SC RA
    APPROVED
    Since 2015-10-22

Branch Locations

Charleston, SC • United States

1275 Ben Sawyer Boulevard, Mount Pleasant, SC 29464 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2015 Present
Previous Registrations
Other Businesses

1) FIXED INSURANCE SALES; INVESTMENT RELATED; CONDUCTED FROM BRANCH LOCATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-06
S63 Uniform Securities Agent State Law Examination 1991-10-18
  • S65 Uniform Investment Adviser Law Examination
    1999-04-06
  • S63 Uniform Securities Agent State Law Examination
    1991-10-18
Designations

View on SEC IAPD

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