Best Investors Account Sign in
Inactive

Martin Wolf Rosenzveig

Martin W. Rosenzveig & Co., LLC

Beverly Hills, CA

Claim This Profile
Current Employers
Martin W. Rosenzveig & Co., Llc

Beverly Hills, CA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-08-31
MI RA APPROVED 2018-05-17
CA RA APPROVED 2018-05-08
  • LA RA
    APPROVED
    Since 2020-08-31
  • MI RA
    APPROVED
    Since 2018-05-17
  • CA RA
    APPROVED
    Since 2018-05-08

Branch Locations

Beverly Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin W. Rosenzveig & Company, Inc. Beverly Hills CA 01/1977 06/2018
National Planning Corporation Santa Monica CA 01/2011 11/2017
Lpl Financial Llc Beverly Hills CA 11/2017 12/2017
Global Financial Private Capital. Llc Sarasota FL 12/2017 05/2018
Gf Investment Services, Llc Sarasota FL 12/2017 05/2018
Martin W. Rosenzveig & Co., Llc Beverly Hills CA 03/2018 Present
  • 01/1977 → 06/2018
    Martin W. Rosenzveig & Company, Inc.
    Beverly Hills, CA
  • 01/2011 → 11/2017
    National Planning Corporation
    Santa Monica, CA
  • 11/2017 → 12/2017
    Lpl Financial Llc
    Beverly Hills, CA
  • 12/2017 → 05/2018
    Global Financial Private Capital. Llc
    Sarasota, FL
  • 12/2017 → 05/2018
    Gf Investment Services, Llc
    Sarasota, FL
  • 03/2018 → Present
    Martin W. Rosenzveig & Co., Llc
    Beverly Hills, CA
Previous Registrations
  • 2017-12-04 → 2018-05-08
    Global Financial Private Capital, Inc.
    Beverly Hills, CA
    Sarasota, FL
  • 2017-11-29 → 2017-12-12
    Lpl Financial Llc
    Beverly Hills, CA
  • 2011-01-10 → 2017-11-29
    National Planning Corporation
    Huntington Beach, CA
    Beverly Hills, CA
  • 2009-08-06 → 2010-12-31
    Cetera Advisors Llc
    West Bloomfield, MI
    San Diego, CA
    Beverly Hills, CA
    Livonia, MI
    Toledo, OH
    Greenwood Village, CO
    Livonia, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-24
S63 Uniform Securities Agent State Law Examination 1998-05-01
  • S65 Uniform Investment Adviser Law Examination
    2009-07-24
  • S63 Uniform Securities Agent State Law Examination
    1998-05-01
Other Names
  • Marty Rosenzveig

View on SEC IAPD

More in Beverly Hills, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor