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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

2555 Townsgate Rd Ste 300, Westlake Village, CA 91361 • United States

Santa Rosa, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Central Life Insurance Cincinnati OH 06/2008 Present
Andraos Capital Management Woodland Hills CA 06/2008 Present
Western International Securities, Inc. Pasadena CA 11/2015 Present
Lpl Financial Llc Westlake Village CA 06/2025 Present
  • 06/2008 → Present
    Union Central Life Insurance
    Cincinnati, OH
  • 06/2008 → Present
    Andraos Capital Management
    Woodland Hills, CA
  • 11/2015 → Present
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Westlake Village, CA
Previous Registrations
  • 2015-11-16 → 2025-06-05
    Western International Securities, Inc.
    Westlake Village, CA
  • 2012-03-19 → 2015-11-30
    Monticello Investment Services, Inc.
    Neosho, MO
    Calabasas, CA
Other Businesses

Accident & Health, Life, and Variable Insurance; Investment-Related; Agent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-17
S63 Uniform Securities Agent State Law Examination 2003-07-30
  • S66 Uniform Combined State Law Examination
    2012-01-17
  • S63 Uniform Securities Agent State Law Examination
    2003-07-30
Other Names
  • Toni Lynn Sidona

View on SEC IAPD

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