Arthur Geronimo Nunes

Current Employers

Northwest Asset Management

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-06-04
WA	RA	APPROVED	2010-11-30

CA RA
APPROVED

Since 2013-06-04
WA RA
APPROVED

Since 2010-11-30

Branch Locations

2835 82Nd Avenue Se Ste 100, Mercer Island, WA 98040 • United States

Kirkland, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nwam, Llc Dba Northwest Asset Management	Mercer Island	WA	11/2010	Present

11/2010 → Present

Nwam, Llc Dba Northwest Asset Management

Mercer Island, WA

Previous Registrations

2003-06-24 → 2011-01-03

Ims Capital Management

Bellevue, WA
1996-01-23 → 2003-06-12

Rbc Capital Markets, Llc

Seattle, WA

Other Businesses

(1) Licensed Real Estate Broker with KELLER WILLIAMS REAL ESTATE FROM 11/2014 TO PRESENT. Works with his spouse under the name: Nunes Group Real Estate. Approximately 40 hours monthly of which 15-30 are during market hours. (2) Mr. Nunes also owns a condo which is rental property.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-11
S63	Uniform Securities Agent State Law Examination	1983-09-22

S65 Uniform Investment Adviser Law Examination

1992-07-11
S63 Uniform Securities Agent State Law Examination

1983-09-22

Other Names

Arthur Geronimo Nunes

View on SEC IAPD