Anthony George Lea

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-02-01
NH	RA	APPROVED	2017-03-25

FL RA
APPROVED

Since 2023-02-01
NH RA
APPROVED

Since 2017-03-25

Branch Locations

Estero, FL • United States

360 Route 101 Unit 2, Bedford, NH 03110 • United States

3551 Bonita Bay Blvd, Bonita Springs, FL 34134 • United States

Belmont, NH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Manchester	NH	07/2006	03/2017
Massmutual Life Insurance Co	Bedford	NH	07/2016	Present
Mml Investors Services, Llc	Bedford	NH	03/2017	Present

07/2006 → 03/2017

Metlife Securities Inc

Manchester, NH
07/2016 → Present

Massmutual Life Insurance Co

Bedford, NH
03/2017 → Present

Mml Investors Services, Llc

Bedford, NH

Previous Registrations

2010-06-09 → 2017-03-25

Msi Financial Services, Inc.

Manchester, NH

Manchester, NH

Other Businesses

(1)Independent insurance Agent - Manchester,N.H. - 1 sec hr per week selling Medicare Related Products, P&C - since 01/2013 (2)Name: Anthony G. Lea Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 06/28/2024 No. HR/MO: 0 No. HR/MO dur trading: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-11-02
S63	Uniform Securities Agent State Law Examination	2006-10-19

S65 Uniform Investment Adviser Law Examination

2009-11-02
S63 Uniform Securities Agent State Law Examination

2006-10-19

Other Names

Anthony Lea

View on SEC IAPD