Jeffrey Alan Brausch

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-10-26
TX	RA	APPROVED	2022-10-13

OH RA
APPROVED

Since 2022-10-26
TX RA
APPROVED

Since 2022-10-13

Branch Locations

2 Equity Way Suite 200, Westlake, OH 44145 • United States

Avon Lake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcdonald Investments Inc.	Elyria	OH	10/1989	10/2022
Ubs Financial Services Inc.	Westlake	OH	08/2011	10/2022
Rbc Capital Markets, Llc	Westlake	OH	10/2022	Present

10/1989 → 10/2022

Mcdonald Investments Inc.

Elyria, OH
08/2011 → 10/2022

Ubs Financial Services Inc.

Westlake, OH
10/2022 → Present

Rbc Capital Markets, Llc

Westlake, OH

Previous Registrations

2007-02-09 → 2022-10-24

Ubs Financial Services Inc.

Westlake, OH

Elyria, OH
1999-11-22 → 2007-02-09

Keybanc Capital Markets Inc.

Elyria, OH

Elyria, OH

Other Businesses

(1) Name of Entity: Black River Education & Wellness Foundation Non-Investment related Address: PO Box 142 Avon OH 44011 Nature of OBA: Charitable foundation gifting to worthy causes inclusive of wellness & education in the northern OH Position/Title/Relationship: Board of Directors * Start Date: 03/02/15 Time devoted: 2 hours: 0 during securities trading hours Duties: Chairman of a public foundation, community outreach, fund raising & all board activities

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-03-31
S63	Uniform Securities Agent State Law Examination	1983-11-01

S65 Uniform Investment Adviser Law Examination

1998-03-31
S63 Uniform Securities Agent State Law Examination

1983-11-01

View on SEC IAPD