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Brian Patrick Martin

Ubs Financial Services Inc.

Cleveland, OH

Weehawken, NJ

Cleveland, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-07-07
TX RA APPROVED 2008-10-20
CA RA APPROVED 2007-02-09
OH RA APPROVED 2007-02-09
  • IL RA
    APPROVED
    Since 2023-07-07
  • TX RA
    APPROVED
    Since 2008-10-20
  • CA RA
    APPROVED
    Since 2007-02-09
  • OH RA
    APPROVED
    Since 2007-02-09

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Cleveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Cleveland OH 02/2007 Present
Previous Registrations
  • 1999-10-15 → 2007-02-09
    Keybanc Capital Markets Inc.
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-21
S63 Uniform Securities Agent State Law Examination 1983-10-04
  • S66 Uniform Combined State Law Examination
    2006-12-21
  • S63 Uniform Securities Agent State Law Examination
    1983-10-04
Other Names
  • Brian P Martin

View on SEC IAPD

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Other Offices

FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH
INDEPENDENCE WEALTH ADVISORS, LLC · INDEPENDENCE, OH
VOYA FINANCIAL ADVISORS, INC. · INDEPENDENCE, OH
EAGLE STRATEGIES LLC · Independence, OH
W&S BROKERAGE SERVICES, INC. · INDEPENDENCE, OH
M HOLDINGS SECURITIES, INC. · Cleveland, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
FIRST FIDUCIARY INVESTMENT COUNSEL INC · CLEVELAND, OH

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