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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-13 |
| TX | RA | APPROVED_RES | 2026-01-14 |
Branch Locations
51 John F Kennedy Pkwy 4Th & 5Th Fls [Support Center], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | New York | NY | 02/2014 | 08/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | New York | NY | 02/2014 | 08/2017 |
| Prudential Insurance Company Of America | Iselin | NJ | 10/2017 | 10/2022 |
| Prudential Investment Management Services Llc | Iselin | NJ | 10/2017 | 10/2022 |
| Metlife Group, Inc. | Whippany | NJ | 10/2022 | 01/2026 |
| Metlife Investment Management, Llc | Whippany | NJ | 10/2022 | 01/2026 |
| Metlife Investments Securities, Llc | Whippany | NJ | 10/2022 | 01/2026 |
| Wells Fargo Clearing Services, Llc | Short Hills | NJ | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-16 |
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