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John Joseph Mulligan

Mulligan Capital, Inc

Tigard, OR

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Current Employers
Mulligan Capital, Inc

7110 Sw Fir Loop Ste 255, Tigard, OR 97223 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-01-18
OR RA APPROVED 2008-10-06
  • AZ RA
    APPROVED
    Since 2024-01-18
  • OR RA
    APPROVED
    Since 2008-10-06

Branch Locations

7110 Sw Fir Loop #255, Tigard, OR 97223 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mulligan Capital, Inc Sherwood OR 01/2000 09/2016
Mulligan Capital Tigard OR 09/2016 Present
Previous Registrations
  • 2007-04-05 → 2012-11-29
    Mulligan Capital Management Llc
    Tigard, OR
Other Businesses

Mulligan Capital holds a State of Oregon resident Producer /Agency Insurance license John Mulligan is an Oregon Licensed Producer John Mulligan is the sole Managing Member of: The IRA QLAC Company, LLC -- QLAC Consulting, Sales, and Services. John J Mulligan is a licensed insurance agent for client related insurance product work and services. In this separate capacity as an insurance agent, he may implement insurance recommendations for advisory clients for separate compensation. This may represent a conflict of interest to the extent that insurance product sales result in a commission being paid to John J Mulligan through Mulligan Capital, Inc. Clients of MCI are not under any obligation (no obligation) as to the implementation of said insurance recommendations. The implementation of any or all recommendations is solely at the discretion of the client.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-07
  • S63 Uniform Securities Agent State Law Examination
    1992-07-07
Designations

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