Best Investors Account Sign in
Inactive

David Anthony Nagler

New Line Capital, LLC

Santa Fe, NM

Claim This Profile
Current Employers
New Line Capital, Llc

Santa Fe, NM • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2007-07-25
  • NM RA
    APPROVED
    Since 2007-07-25

Branch Locations

Santa Fe, NM • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
New Line Capital Santa Fe NM 12/2006 Present
  • 12/2006 → Present
    New Line Capital
    Santa Fe, NM
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-27
S63 Uniform Securities Agent State Law Examination 1989-10-09
  • S65 Uniform Investment Adviser Law Examination
    1997-01-27
  • S63 Uniform Securities Agent State Law Examination
    1989-10-09

View on SEC IAPD

More in Santa Fe, NM

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor