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James Wade Browne

Coleman River Capital LLC

Dallas, TX

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Current Employers
Coleman River Capital Llc

Dallas, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2003-10-30
  • TX RA
    APPROVED
    Since 2003-10-30

Branch Locations

Dallas, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Coleman River Capital, Llc Dallas TX 10/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-04
S63 Uniform Securities Agent State Law Examination 1983-09-29
  • S65 Uniform Investment Adviser Law Examination
    1992-02-04
  • S63 Uniform Securities Agent State Law Examination
    1983-09-29

View on SEC IAPD

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