Mark Patrick Garvey

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-11-14
MA	RA	APPROVED	2024-11-14

CT RA
APPROVED

Since 2024-11-14
MA RA
APPROVED

Since 2024-11-14

Branch Locations

Eastham, MA • United States

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	South Windsor	CT	05/1993	11/2024
Prudential Insurance Company Of America	South Windsor	CT	05/1993	Present
Lpl Enterprise, Llc	Glastonbury	CT	11/2024	Present

05/1993 → 11/2024

Pruco Securities, Llc.

South Windsor, CT
05/1993 → Present

Prudential Insurance Company Of America

South Windsor, CT
11/2024 → Present

Lpl Enterprise, Llc

Glastonbury, CT

Previous Registrations

1998-02-05 → 2024-11-14

Pruco Securities, Llc.

South Windsor, CT

Glastonbury, CT

Farmington, CT

Farmington, CT

Farmington, CT

Eastham, MA

Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1997-09-02

S66 Uniform Combined State Law Examination

1997-09-02

View on SEC IAPD