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1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments, Llc | Chicago | IL | 07/2007 | 08/2021 |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2011 | 08/2021 |
| Allspring Funds Distributor, Llc | Weehawken | NJ | 11/2021 | Present |
| Wells Fargo Funds Distributor, Llc | San Francisco | CA | 08/2021 | 10/2021 |
| Allspring Funds Management, Llc | Weehawken | NJ | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-07 |
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