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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| LA | RA | APPROVED | 2013-03-11 |
Branch Locations
1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lake Charles | LA | 08/2012 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1)YORK NOTE HOLDERS; FOR PROFIT; LLC IS INVESTMENT RELATED; LAKE CHARLES, LA 70605; LLC HOLDS ONE RENTAL PROPERTY; ONLY PARTICIPANT; START DATE: 4/15/08; VIRTUALLY NO TIME DEVOTED TO THE ACTIVITY, AND NONE DURING BUSINESS HOURS; NO DUTIES AT THIS TIME * 425474 - Estate; Investment related Yes; Lake Charles, LA; Feb 2021; During business hours: 2; After business hours: 3. 2. Golden Development LLC; Investment related; Haynes, LA; family real estate; principal (proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 0.5 2) llc--hunting/farmland, Yes, LAKE CHARLES, LA , maintaining land, Sole Proprietor / Owner / Partner, 04/2016, 0, 5 3)notary work; Investment related: No; notary work; notary(proprietor, partner, officer, director, employee, trustee, agent); Jan 1985; During business hours: 0.5; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-05 |
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