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Frank Allan Wood

Morgan Stanley

Lake Charles, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
LA RA APPROVED 2013-03-11
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • LA RA
    APPROVED
    Since 2013-03-11

Branch Locations

1450 William Street 3Rd Floor, Lake Charles, LA 70601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lake Charles LA 08/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 08/2012 → Present
    Morgan Stanley Smith Barney
    Lake Charles, LA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1)YORK NOTE HOLDERS; FOR PROFIT; LLC IS INVESTMENT RELATED; LAKE CHARLES, LA 70605; LLC HOLDS ONE RENTAL PROPERTY; ONLY PARTICIPANT; START DATE: 4/15/08; VIRTUALLY NO TIME DEVOTED TO THE ACTIVITY, AND NONE DURING BUSINESS HOURS; NO DUTIES AT THIS TIME * 425474 - Estate; Investment related Yes; Lake Charles, LA; Feb 2021; During business hours: 2; After business hours: 3. 2. Golden Development LLC; Investment related; Haynes, LA; family real estate; principal (proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 0.5 2) llc--hunting/farmland, Yes, LAKE CHARLES, LA , maintaining land, Sole Proprietor / Owner / Partner, 04/2016, 0, 5 3)notary work; Investment related: No; notary work; notary(proprietor, partner, officer, director, employee, trustee, agent); Jan 1985; During business hours: 0.5; After business hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-30
S63 Uniform Securities Agent State Law Examination 1983-10-05
  • S65 Uniform Investment Adviser Law Examination
    1996-07-30
  • S63 Uniform Securities Agent State Law Examination
    1983-10-05
Other Names
  • Frank Wood

View on SEC IAPD

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