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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-01-29 |
| NY | RA | APPROVED | 2021-08-23 |
| AK | RA | APPROVED | 2020-10-15 |
| IL | RA | APPROVED | 2019-10-16 |
| MA | RA | APPROVED | 2019-08-27 |
| FL | RA | APPROVED | 2019-08-26 |
| CA | RA | APPROVED | 2019-08-23 |
| DE | RA | APPROVED | 2019-08-23 |
| ME | RA | APPROVED | 2019-08-23 |
| MD | RA | APPROVED | 2019-08-23 |
| MI | RA | APPROVED | 2019-08-23 |
| MO | RA | APPROVED | 2019-08-23 |
| NC | RA | APPROVED | 2019-08-23 |
| OH | RA | APPROVED | 2019-08-23 |
| OR | RA | APPROVED | 2019-08-23 |
| PA | RA | APPROVED | 2019-08-23 |
| SC | RA | APPROVED | 2019-08-23 |
| TX | RA | APPROVED | 2019-08-23 |
| VA | RA | APPROVED | 2019-08-23 |
| WA | RA | APPROVED | 2019-08-23 |
| WI | RA | APPROVED | 2019-08-23 |
Branch Locations
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
Waterford, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank N.A. | Vienna | VA | 11/2018 | Present |
| Td Private Client Wealth Llc | Vienna | VA | 11/2018 | Present |
| Grace Thomas Llc | Leesburg | VA | 10/2014 | 12/2016 |
| Bny Mellon | Mclean | VA | 12/2016 | 11/2018 |
GRACE THOMAS LLC NOT INVESTMENT RELATED LEESBURG, VA JANUARY 2011 LLC MEMBER I HAVE NO OFFICIAL DUTIES OTHER THAN ASSISTING MY WIFE IN COMPLETING HER PHOTOGRAPHY ASSIGNMENTS. I SPEND NO TIME ON THIS DURING TRADING HOURS. I SPEND LESS THAN 2 HOURS PER MONTH OUTSIDE TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-08 |
| S65 | Uniform Investment Adviser Law Examination | 2007-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-21 |
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