David Michael Roberge

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-01-03
MI	RA	APPROVED	2010-05-04
IL	RA	APPROVED	2006-10-24

TX RA
APPROVED_RES

Since 2014-01-03
MI RA
APPROVED

Since 2010-05-04
IL RA
APPROVED

Since 2006-10-24

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Farmington Hills	MI	07/1983	Present
Bank Of America, Na	Farmington Hills	MI	12/2009	Present

07/1983 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington Hills, MI
12/2009 → Present

Bank Of America, Na

Farmington Hills, MI

Other Businesses

MILFORD HERITAGE HILL ASSOCIATION, P.O. BOX 447, MILFORD, MICHIGAN 48381 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 3, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 04/24/11, POSITION - OFFICER; "HOMEOWNERS ASSOCIATION. ATTEND ANNUAL BOARD MEETINGS"

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-23
S63	Uniform Securities Agent State Law Examination	1983-10-04

S66 Uniform Combined State Law Examination

2006-10-23
S63 Uniform Securities Agent State Law Examination

1983-10-04

Other Names

David Roberge

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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