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Howard Edward Rightsell

United Advisor Group

Avon, IN

Cincinnati, OH

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Current Employers
United Advisor Group

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-02-10
  • IN RA
    APPROVED
    Since 2023-02-10

Branch Locations

Avon, IN • United States

8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Tampa FL 11/2011 10/2017
Cambridge Investment Research, Inc. Fairfield IA 10/2017 02/2023
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2017 02/2023
United Advisor Group Cincinnati OH 02/2023 Present
Rightsell & Company, Llc Bloomington IN 10/1983 Present
Silver Oak Securities Bloomington IN 02/2023 Present
  • 11/2011 → 10/2017
    Invest Financial Corp
    Tampa, FL
  • 10/2017 → 02/2023
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 10/2017 → 02/2023
    Fairfield, IA
  • 02/2023 → Present
    Cincinnati, OH
  • 10/1983 → Present
    Rightsell & Company, Llc
    Bloomington, IN
  • 02/2023 → Present
    Silver Oak Securities
    Bloomington, IN
Previous Registrations
  • 2017-10-17 → 2023-02-17
    Bloomington, IN
  • 2011-11-17 → 2017-10-18
    Invest Financial Corporation
    Washington, IN
    Franklin, IN
    Loogootee, IN
    Terre Haute, IN
    Plainfield, IN
    Linton, IN
    Odon, IN
    Camp Aterbury, IN
    Appleton, WI
    Crane, IN
    Bloomington, IN
    Bedford, IN
    Portage, MI
  • 2010-07-08 → 2011-11-18
    Cuna Brokerage Services, Inc.
    Franklin, IN
    Waverly, IA
    Bloomington, IN
  • 2008-10-02 → 2009-10-02
    Grove Point Investments, Llc
    Fort Wayne, IN
    Fort Wayne, IN
  • 2006-08-09 → 2007-11-09
    Gunnallen Financial, Inc
    Ft. Wayne, IN
    Ft. Wayne, IN
    Ft. Wayne, IN
  • 1999-01-14 → 2006-08-11
    Sii Investments, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
  • 1999-01-14 → 2003-07-02
    Fort Wayne, IN
Other Businesses

1). Rightsell & Company,Is Investment Related,,insurance sales,owner,1983-10-01,20 hours per month,20 hours per month during trading hours,Commission Compensation,sales of fixed insurance products 2). United Advisor Group,Is Investment Related,,Independent RIA,IAR,2023-02-01,160 hours per month,130 hours per month during trading hours,Fee Based Compensation,IAR of an independent RIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-16
S63 Uniform Securities Agent State Law Examination 1984-03-23
  • S65 Uniform Investment Adviser Law Examination
    1993-07-16
  • S63 Uniform Securities Agent State Law Examination
    1984-03-23
Other Names
  • Howard Edward Rightsell
  • Howard Rightsell
  • Howard Edward Rightsell

View on SEC IAPD

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