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8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-02-10 |
Branch Locations
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 11/2011 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2017 | 02/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2017 | 02/2023 |
| United Advisor Group | Cincinnati | OH | 02/2023 | Present |
| Rightsell & Company, Llc | Bloomington | IN | 10/1983 | Present |
| Silver Oak Securities | Bloomington | IN | 02/2023 | Present |
1). Rightsell & Company,Is Investment Related,,insurance sales,owner,1983-10-01,20 hours per month,20 hours per month during trading hours,Commission Compensation,sales of fixed insurance products 2). United Advisor Group,Is Investment Related,,Independent RIA,IAR,2023-02-01,160 hours per month,130 hours per month during trading hours,Fee Based Compensation,IAR of an independent RIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 1984-03-23 |
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