Bruce Kendall Ballard

Current Employers

Employment History

• 07/1993 → 12/2016
  Citigroup Global Markets Inc.
  Southfield, MI
• 06/2009 → 12/2016
  Morgan Stanley Smith Barney
  Southfield, MI
• 01/2015 → 12/2016
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Farmington Hills, MI
• 02/2017 → Present
  Bank Of America N.A.
  Farmington Hills, MI

Previous Registrations

• 2010-10-30 → 2016-12-06
  Morgan Stanley
  Southfield, MI
  Bloomfield Hills, MI
  Rochester, MI

Other Businesses

I*100876 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GETAWAY MARINA LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: ORCHARD LAKE, MICHIGAN 48323 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/8/2002 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PROPERTY. OWNER, RESPONSIBLE FOR MAINTENANCE AND REPAIR, INSURANCE, UTILITIES. SLIPS ARE RENTED ANNUALLY I*1137249 For profit or not for profit: Entity For Profit Name of outside business organization: BALLARD FAMILY ASSOCIATES LLC Investment related: Y Address of business: orchard lake, Michigan, 48323 Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/19/1997 Number of hours devoted: 2 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , family llc for my children

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-10-05

Designations