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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-29 |
| FL | RA | APPROVED | 2023-04-09 |
Branch Locations
476 Rolling Ridge Drive Suite 315, State College, PA 16801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Vicus Capital, Inc. | State College | PA | 03/2015 | Present |
| Watson Financial Inc | Miami | FL | 01/1998 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1. INDEPENDENT INSURANCE AGENT WATSON FINANCIAL LIFE/ACCIDENT/HEALTH FOR 1HR/WK SINCE 1986 2.2.NAME OF OTHER BUSINESS: VICUS CAPITAL INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING, ASSET MANAGEMENT AND 3RD PARTY MONEY MANAGEMENT 3.DBA WATSON FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 1998, RR, IAR, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, DBA FOR FINANCIAL SERVICES,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-21 |
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