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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-03 |
| MA | RA | APPROVED | 2006-01-10 |
Branch Locations
10 Mall Road Suite 301, Burlington, MA 01803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Newton Lower Falls | MA | 01/1993 | Present |
1. 06/24/08 - NON-VARIABLE INSURANCE, VICTORIA CHRISTIE GUSTIN, SALE AND SERVICE OF NON VARIABLE INSURANCE PRODUCTS INCLUDING LIFE HEALTH AND FIXED ANNUITIES, 40% TIME SPENT. 2. 12/02/2014 - GUSTIN PARTNERS LTD - OTHER - STRATEGIC CONSULTING FIRM - TIME SPENT 1 HOUR PER MONTH - NEWTON LOWER FALLS, MA 3. 12/2/2019 - Auxano Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/03/2020 - 100 Hours Per Month/50 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-27 |
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