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Donald Allen Tollin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Plantation, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2007-10-22
  • FL RA
    APPROVED
    Since 2007-10-22

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

600 N Pine Island Rd, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coral Springs FL 10/2007 Present
Bank Of America,N.A. Coral Springs FL 06/2011 Present
Previous Registrations
  • 2003-07-01 → 2007-10-26
    Wells Fargo Clearing Services, Llc
    Coral Springs, FL
    Coral Springs, FL
  • 1997-01-03 → 2003-07-01
    Prudential Equity Group, Llc
    Coral Springs, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-09-03
S63 Uniform Securities Agent State Law Examination 1983-09-29
  • S65 Uniform Investment Adviser Law Examination
    1992-09-03
  • S63 Uniform Securities Agent State Law Examination
    1983-09-29
Other Names
  • Donald A Tollin

View on SEC IAPD

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