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Dean O Peterson

Dean Peterson Capital Management, LLC

Rancho Cordova, CA

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Current Employers
Dean Peterson Capital Management, Llc

Rancho Cordova, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-02-10
  • CA RA
    APPROVED
    Since 2016-02-10

Branch Locations

Rancho Cordova, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dean Peterson Capital Management, Llc Rancho Cordova CA 01/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-29
S63 Uniform Securities Agent State Law Examination 1984-05-07
  • S65 Uniform Investment Adviser Law Examination
    2015-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-05-07

View on SEC IAPD

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