James Richard Livasy

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2003-04-25
IL	RA	APPROVED	1998-01-02

TX RA
APPROVED_RES

Since 2003-04-25
IL RA
APPROVED

Since 1998-01-02

Branch Locations

415 N. Franklin, Decatur, IL 62523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Decatur	IL	11/1988	Present

11/1988 → Present

Stifel, Nicolaus & Company, Incorporated

Decatur, IL

Other Businesses

1. CHELP Inc.; 245 Millikin Pkwy, Decatur, IL 62526; Home Care Providers; Board President; Oversight of Board of Directors; 1/1/1990; 7 hr/mo; Not During Securities Trading Hours; Not Investment Related. 2.NOTARY 3. Growing Strong; 270 W Prairie Ave, Decatur, IL 62523; Board Member; Treasurer; 01/01/2001; 4 Hours per Month; Not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-05-18
S63	Uniform Securities Agent State Law Examination	1983-09-30

S65 Uniform Investment Adviser Law Examination

1998-05-18
S63 Uniform Securities Agent State Law Examination

1983-09-30

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews