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Kevin Charles Collignon

Principal Securities, Inc.

Windermere, FL

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-21
FL RA APPROVED 2015-08-06
  • TX RA
    APPROVED_RES
    Since 2022-12-21
  • FL RA
    APPROVED
    Since 2015-08-06

Branch Locations

Windermere, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Windermere FL 07/2015 Present
Principal Securities Inc Windermere FL 03/2016 Present
  • 07/2015 → Present
    Principal Life Insurance Company
    Windermere, FL
  • 03/2016 → Present
    Windermere, FL
Previous Registrations
  • 2015-03-25 → 2015-08-04
    Astatula, FL
    Scottsdale, AZ
    Scottsdale, AZ
  • 2007-01-04 → 2015-07-31
    First Midwest Securities, Inc.
    Bloomington, IL
    Astatula, FL
  • 2005-06-22 → 2006-11-02
    Amsouth Investment Management Company Llc
    Orlando, FL
Other Businesses

***Fixed Insurance; Not Investment Related; Astatula, FL; Agent; Life, Annuities, DI, LTC, Group Medical, LTC, Vision, Group Benefits, health, Dental; Start Date: 08/14/2015; 10 hrs per month; 1 during trading hours. COLLIGNON PFS POSITION: business checking account NATURE: opend business checking account under Collignon PFS name INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2023 ADDRESS: 14012 Florigold Dr, Windermere FL 34786, United States DESCRIPTION: this is simply just a business checking account under name Collignon PFS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-11-11
  • S63 Uniform Securities Agent State Law Examination
    2005-11-11
Designations
Other Names
  • K C Collignon
  • Kevin Charles Collignon
  • Kc Collignon

View on SEC IAPD

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