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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-08-17
  • PA RA
    APPROVED
    Since 2010-08-17

Branch Locations

908 Perry Highway, Pittsburgh, PA 15229 • United States

Harmony, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2010 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2010 Present
Previous Registrations
Other Businesses

1) JG HELLER LITIGATION CONSULTING, 506 Main St., Harmony PA 16037. 11/2011, OWNER, Expert Witness. NIR, 80 HR/MO 32 HR/MO TRADING 2) JG HELLER PRIVATE WEALTH ADVISORS, 908 PERRY HIGHWAY PITTSBURGH PA, 12/1983, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 3 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2010, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-16
S63 Uniform Securities Agent State Law Examination 1983-10-14
  • S65 Uniform Investment Adviser Law Examination
    1994-12-16
  • S63 Uniform Securities Agent State Law Examination
    1983-10-14

View on SEC IAPD

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