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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
FL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

2301 Se Monterey Rd, Stuart, FL 34996 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stuart FL 10/2009 Present
Bank Of America, N.A. Stuart FL 07/2011 Present
Previous Registrations
  • 1998-04-01 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Stuart, FL
    Stuart, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-18
S63 Uniform Securities Agent State Law Examination 1983-11-14
  • S65 Uniform Investment Adviser Law Examination
    1999-06-18
  • S63 Uniform Securities Agent State Law Examination
    1983-11-14
Other Names
  • Peter Michael Panchura

View on SEC IAPD

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