Steven A Fishman

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-01-02
NY	RA	APPROVED	2021-04-16

NJ RA
APPROVED

Since 2026-01-02
NY RA
APPROVED

Since 2021-04-16

Branch Locations

50 Tice Blvd Suite 280, Woodcliff Lake, NJ 07677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kestra Financial Services, Inc	Austin	TX	04/2016	08/2018
Guardian Life Insurance Company	Bloomfield	NJ	09/2018	11/2021
Park Avenue Securities	Bloomfield	NJ	01/2019	11/2021
Guardian Life Insurance Company	Shrewsbury	NJ	11/2021	11/2022
Park Avenue Securities	Shrewsbury	NJ	11/2021	11/2022
Guardian Life Insurance Company	Woodcliff Lake	NJ	11/2022	Present
Park Avenue Securities	Woodcliff Lake	NJ	11/2022	Present

04/2016 → 08/2018

Kestra Financial Services, Inc

Austin, TX
09/2018 → 11/2021

Guardian Life Insurance Company

Bloomfield, NJ
01/2019 → 11/2021

Park Avenue Securities

Bloomfield, NJ
11/2021 → 11/2022

Guardian Life Insurance Company

Shrewsbury, NJ
11/2021 → 11/2022

Park Avenue Securities

Shrewsbury, NJ
11/2022 → Present

Guardian Life Insurance Company

Woodcliff Lake, NJ
11/2022 → Present

Park Avenue Securities

Woodcliff Lake, NJ

Previous Registrations

2016-04-20 → 2018-08-03

Kestra Advisory Services, Llc

Hackensack, NJ
2002-06-25 → 2016-09-22

Kestra Investment Services, Llc

Clifton, NJ

Hackensack, NJ

Other Businesses

1. Jewish Community Foundation of Metrowest, NJ My activities involve helping them understand and manage the 70 plus life insurance policies they own that were donated by community members. Start: 01/17/2000 Address: Rt 10 Whippany, NJ 07981 5 non bus hrs per month Not investment related 2. Norwood Financial Group LLC Use as a DBA name to conduct my insurance business. Start: 06/28/2005 Address: 50 Tice Blvd., Suite 280, Woodcliff Lake, NJ 07677, 160 total hours per month / 160 during securities trading hours, Investment related, >10% annual compensation

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-06-07

S63 Uniform Securities Agent State Law Examination

1984-06-07

Other Names

Steven Aaron Fishman

View on SEC IAPD