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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
10275 W Higgins Road Suite 200, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Rosemont | IL | 12/1978 | Present |
| Pruco Securities, Llc. | Rosemont | IL | 03/1979 | 11/2024 |
| Lpl Enterprise, Llc | Rosemont | IL | 11/2024 | Present |
CHICAGO CHAPTER OF THE JAPANESE AMERICAN CITIZENS LEAGUE~5415 N CLARK ST, CHICAGO, IL 60640~CIVIL RIGHTS EDUCATION AND ADVOCACY~N~MEMBER, BOARD OF DIRECTORS, VP~01/01/2017~5 hrs/mo~2 trading hrs/mo Delta Dental of Illinois|Euclid Managers|Flexible Benefit Service Corp|North American Co for Life & Health (NACOLAH)|Prot Life Ins Co|Standard Life Ins Co Of Indiana|Vision Service Plans (VSP)|Health Care Service Corp|United HealthCare of Illinois|Aetna Health Inc|Mutual of Omaha|Principal Fin'l Group|Transamerica Life|Guardian Life Ins Co|Dearborn Nat'l Life Ins Co|VOYA Life Ins Co CARY WONG POSITION: Owner, insurance sales NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/05/1979 ADDRESS: 2244 Schiller Ave, Wilmette IL 60091, United States DESCRIPTION: Insurance product sales CHINESE AMERICAN SERVICE LEAGUE HOUSING CORP (DBA ALBERT & BERNIE WONG SENIOR LIVING COMMUNITY) POSITION: President, Board of Directors NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 2108 S Princeton Ave, Chicago IL 60616, United States DESCRIPTION: Provide leadership to Board of Directors CHINESE AMERICAN SERVICE LEAGUE HOUSING CORP (DBA ALBERT & BERNIE WONG SENIOR LIVING COMMUNITY) POSITION: President, Board of Directors NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2021 ADDRESS: 2108 S Princeton Ave, Chicago IL 60616, United States DESCRIPTION: Provide leadership to Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-27 |
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