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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-04-21 |
| CA | RA | APPROVED | 2023-01-05 |
Branch Locations
5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Encino | CA | 04/2016 | 01/2023 |
| Kestra Investment Services, Llc | Encino | CA | 01/2011 | 01/2023 |
| Equitable Advisors Llc | New York | NY | 01/2023 | Present |
1. Life Settlement Agent, Ashar Group LLC., Located at: 1800 Pembrook Dr, Ste 240 Orlando, FL 32810. 2. Trustee of personal family trust 3. P&C Insurance Agent/Sales, Pacific Edge Insurance Agency 1938 Kellogg Ave Carlsbad, CA 92008, appx 4 hours per month, est. $5000.00 annual comp.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-10 |
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