Jay Robert Conner

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2004-01-22

TX RA
APPROVED

Since 2004-01-22

Branch Locations

3040 Post Oak Boulevard Suite 2000, Houston, TX 77056 • United States

Houston, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutal Life Insurance Company	Houston	TX	12/2003	Present
Mml Investor Service	Houston	TX	12/2003	Present

12/2003 → Present

Massmutal Life Insurance Company

Houston, TX
12/2003 → Present

Mml Investor Service

Houston, TX

Previous Registrations

2001-01-04 → 2003-12-01

Veravest Investment Advisors, Inc.

Houston, TX

Other Businesses

NAME: JAY CONNER INV REL: Y ADD: 3 GREENWAY PLAZA, #1700; HOUSTON, TX 77046 NATURE: INSURANCE POSITION: SALES, AGENT START DATE: 6/1990 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-21
S63	Uniform Securities Agent State Law Examination	1983-11-15

S65 Uniform Investment Adviser Law Examination

1999-12-21
S63 Uniform Securities Agent State Law Examination

1983-11-15

View on SEC IAPD