Lisa Ann Roberts

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2023-06-29

MA RA
APPROVED

Since 2023-06-29

Branch Locations

Eastham, MA • United States

44 West 72Nd Street #3F, New York, NY 10023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Eastham	MA	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

09/2014 → 06/2021

Voya Financial Advisors

Eastham, MA
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Previous Registrations

2010-06-23 → 2021-06-09

Voya Financial Advisors, Inc.

Albany, NY

Eastham, MA

Ellicott City, MD

Pittsburgh, PA

Windsor, CT

Grafton, MA
2006-04-04 → 2009-04-22

Janney Montgomery Scott Llc

Albany, NY

Saratoga Springs, NY

Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3 SETTLERS TRACE; EASTHAM; MA; 02642; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/24/2009; 160; 160; SALES OF FIXED INSURANCE PRODUCTS|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-09-16

S66 Uniform Combined State Law Examination

2002-09-16

Other Names

Lisa Ann Leuschen

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