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Wayne Maynard Janus

Rockefeller Financial LLC

Plainfield, IL

Chicago, IL

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-01
TX RA APPROVED 2021-03-01
  • IL RA
    APPROVED
    Since 2021-03-01
  • TX RA
    APPROVED
    Since 2021-03-01

Branch Locations

Plainfield, IL • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whitnell & Co Oakbrook IL 01/2007 03/2021
Rockefeller Capital Management Plaunfield IL 05/2026 Present
Rockefeller & Co Chigago IL 03/2021 01/2022
Rockefeller & Co Chicago IL 01/2022 04/2026
  • 01/2007 → 03/2021
    Whitnell & Co
    Oakbrook, IL
  • 05/2026 → Present
    Rockefeller Capital Management
    Plaunfield, IL
  • 03/2021 → 01/2022
    Rockefeller & Co
    Chigago, IL
  • 01/2022 → 04/2026
    Rockefeller & Co
    Chicago, IL
Previous Registrations
  • 2007-03-01 → 2021-03-16
    Whitnell & Co
    Oakbrook, IL
  • 1995-01-20 → 2007-01-22
    Jmg Financial Group Ltd
    Oak Brook, IL
Other Businesses

I serve as trustee for two deceased friends of mine. All compensation is paid to the firm and not to me.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-16
S63 Uniform Securities Agent State Law Examination 1984-10-03
  • S65 Uniform Investment Adviser Law Examination
    1995-11-16
  • S63 Uniform Securities Agent State Law Examination
    1984-10-03

View on SEC IAPD

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