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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-02-01
  • PA RA
    APPROVED
    Since 2023-02-01

Branch Locations

1235 Westlakes Dr Ste 260, Berwyn, PA 19312 • United States

Fort Washington, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Boenning & Scattergood Berwyn PA 10/2008 02/2023
Lpl Financial, Llc Berwyn PA 02/2023 Present
  • 10/2008 → 02/2023
    Boenning & Scattergood
    Berwyn, PA
  • 02/2023 → Present
    Berwyn, PA
Previous Registrations
  • 2008-10-31 → 2023-02-06
    Boenning & Scattergood, Inc.
    Berwyn, PA
    West Conshohocken, PA
  • 2006-09-15 → 2008-11-03
    Uvest Financial Services Group, Inc.
    Wayne, PA
    Charlotte, NC
    Wayne, PA
    Spring House, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-12-06
  • S63 Uniform Securities Agent State Law Examination
    1983-12-06
Designations

View on SEC IAPD

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