Kenneth Herbert Albers

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1991-04-03

TX RA
APPROVED

Since 1991-04-03

Branch Locations

Houston, TX • United States

2800 Post Oak Blvd, Houston, TX 77056 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Houston	TX	04/1991	Present
Bank Of America,Na	Houston	TX	08/2009	Present

04/1991 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Houston, TX
08/2009 → Present

Bank Of America,Na

Houston, TX

Other Businesses

I*103082 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ALBERSINVESTMENTARMS INVESTMENT RELATED: N ADDRESS OF BUSINESS: HOUSTON, TEXAS 77077 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 3/6/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HOBBY OF COLLECTING US COINS AND TEXAS CURRENCY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-21
S63	Uniform Securities Agent State Law Examination	1983-08-24

S65 Uniform Investment Adviser Law Examination

1994-11-21
S63 Uniform Securities Agent State Law Examination

1983-08-24

Other Names

Ken Albers

View on SEC IAPD