Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-06-29
  • OH RA
    APPROVED
    Since 2026-06-29

Branch Locations

1531 W Lane Ave, Columbus, OH 43221-3920 • United States

The Huntington Investment Company

41 S. High Street, Columbus, OH 43215 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-09-12
  • OH RA
    APPROVED
    Since 2019-09-12

Branch Locations

Lane Avenue Banking Office 1531 West Lane Avenue, Columbus, OH 43221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Columbus OH 06/2012 08/2019
J.P. Morgan Securities Llc Columbus OH 10/2012 08/2019
The Huntington Investment Company Columbus OH 09/2019 12/2022
The Huntington Investment Company Columbus OH 12/2022 04/2026
The Huntington Investment Company Columbus OH 04/2026 Present
Ameriprise Financial Services, Llc Columbus OH 06/2026 Present
Previous Registrations
  • 2012-10-01 → 2019-09-10
    Columbus, OH
    Columbus, OH
    Columbus, OH
  • 2012-07-26 → 2012-10-01
    Chase Investment Services Corp.
    Columbus, OH
  • 2010-03-16 → 2012-07-09
    Columbus, OH
  • 2008-09-11 → 2010-01-29
    Columbus, OH
    Gahanna, OH
    Westerville, OH
    Canal Winchester, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Pickerington, OH
    Worthington, OH
    Columbus, OH
    Reynoldsburg, OH
    Columbus, OH
    Columbus, OH
    New Albany, OH
    Columbus, OH
    Columbus, OH
    Lewis Center, OH
    New Albany, OH
    Columbus, OH
  • 2007-03-20 → 2008-09-03
    Toledo, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-19
  • S66 Uniform Combined State Law Examination
    2007-03-19
Other Names
  • Andy L Tracy
  • Andy Tracy
  • Andrew L Tracy
  • Andrew Lawrence Tracy

View on SEC IAPD

More in Columbus, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor