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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-05-23
WA RA APPROVED 2011-01-05
ID RA APPROVED 2006-01-17
  • AZ RA
    APPROVED
    Since 2012-05-23
  • WA RA
    APPROVED
    Since 2011-01-05
  • ID RA
    APPROVED
    Since 2006-01-17

Branch Locations

494 N. Meridian, Blackfoot, ID 83221 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Blackfoot ID 01/2006 Present
Previous Registrations
Other Businesses

C&C BOOKS LLC, NON-INVESTMENT RELATED, 494 NORTH MERIDIAN, BLACKFOOT, IDAHO 83221, SELL BOOKS, OWNER/PARTNER, SINCE 2/1/2012, DEVOTED TIME IS 12 HRS A MONTH, PROMOTING THE BOOK, DOING MAGAZINE OR RADIO INTERVIEWS. CAROL HOLM FINANCIAL, ADVISOR, SINCE 1/9/1999, 494 NO. MERIDIAN, BLACK FOOT, IDAHO 83221, I DO NON-VARIABLE LIFE INSURANCE, SALE OF FIXED INSURANCE AND /OR FIXED ANNUITIES WITH SEVERAL COMPANIES, DEVOTED TIME IS 4 HRS A MONTH, NON- INVESTMENT RELATED. CAROL HOLM, AUTHOR, SOLE PROPRIETOR, SINCE 7/8/1999, AT 524 WEST 37TH SOUTH, BLACKFOOT, ID, A BOOK ABOUT GOAL SETTING, NON-INVESTMENT RELATED. CAROL HOLM, AUTHOR, SOLE PROPRIETOR, SINCE 1/1/2001, AT 524 WEST 37TH SOUTH, BLACKFOOT, ID 83221, I AM WRITING A BOOK ON USING THE POWER OF THE MIND TO ACHIEVE GOALS,CURENTLY WITH AN EDITOR TO CREATE A MANUSCRIPT TO BE PRINTED, DEVOTED TIME IS 40 HRS A MONTH, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-31
  • S63 Uniform Securities Agent State Law Examination
    1984-08-31
Designations
Other Names
  • Carol Butler

View on SEC IAPD

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