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Michael Edward Medici

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI

Hope, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-09
CT RA APPROVED 2009-10-23
RI RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2018-01-09
  • CT RA
    APPROVED
    Since 2009-10-23
  • RI RA
    APPROVED
    Since 2009-10-23

Branch Locations

1 Financial Plaza, Providence, RI 02903 • United States

Hope, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Kingstown RI 10/2009 Present
Bank Of America,N .A. Providence RI 08/2011 Present
Previous Registrations
  • 2006-09-29 → 2009-10-23
    Banc Of America Investment Services, Inc.
    North Kingstown, RI
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-28
  • S66 Uniform Combined State Law Examination
    2006-09-28
Other Names
  • Michael Medici

View on SEC IAPD

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