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6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED_RES | 2022-03-31 |
Branch Locations
7400 West 130Th Street Suite 230, Overland Park, KS 66062 • United States
6005 Hidden Valley Road Suite 290, Carlsbad, CA 92011 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Overland Park | KS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 10/2000 | 04/2022 |
| Axxcess Wealth Management, Llc | Overland Park | KS | 03/2022 | Present |
1.) Sewalson Milazzo Financial Consulting Group, LLC; Investment-related; Overland Park, KS; 50% Ownership; Start 03/2022; 200 Hrs Per Month, 130 Hrs During Trading, DBA for advisory activities at Axxcess Wealth Management, LLC 2.) Insurance Sales; Not investment-related; Overland Park, KS; Insurance; Agent; Start 05/2000; Appx 10% of time during the month, during securities trading hours; Accident and Health or Sickness and Life insurance sales 3.) Mark Sewalson Photography; Not Investment-related; Olathe, KS; Photography Services; Owner; Start 9/2013; 4 Hrs Per Month; 0 Hrs During Trading; Takes photos for sale 4.) Ann Lawrence Special Needs Trust; Investment-related; Olathe, KS; Trust; Co-trustee; Start 04/2023; 4 Hrs Per Month; 0 Hrs During Trading; Trustee of family member's trust 5.) City Union Mission; Not Investment-related; Kansas City, MO; Charitable Organization; Board Member; Start 04/2004; 4 Hrs Per Month; 0 Hrs During Trading; Attends monthly meetings
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-26 |
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