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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-07-19 |
| PA | RA | APPROVED | 2008-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Conshohocken | PA | 01/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Philadelphia | PA | 03/2020 | Present |
Business Ownership; John J. Stoffere, LTD.; Owner; S Corp - Role as RP Delegate/registered staff and other potential activities - restaurant ownership, horse racing ownership/partnerships, etc.; 741 Thomas Road, , Philadelphia, PA, 19118; Investment-Related; 03/31/2008; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; John J. Stoffere, LTD; Owner; S Corp President - salary paid to John J. Stoffere personally from S Corp. in capacity as RP Delegate.; 741 Thomas Road, , Philadelphia, PA, 19118; Investment-Related; 01/01/2026; 20 to 39 hours per month; 20 to 39 during trading hours / MLM-7946, LLC; Registered Principal Delegate aligned to OSJ Field RP Melisa Medeiros-Swim - independent contractor compensation for RP Delegation received from Melisa Mederios-Swim legal entity: MLM-7946, LLC.; Registered Principal Delegate aligned to OSJ Field RP Melisa Medeiros-Swim - independent contractor compensation for RP Delegation received from Melisa Mederios-Swim legal entity: MLM-7946, LLC.; 314 9th Ave NE, , Lonsdale, MN, 55046; Investment-Related; 01/07/2026; 60 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-06 |
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